Broker Check

Why North Ridge

Independent. But Not Alone.

At North Ridge we believe your firm should serve you, not the other way around. We are dedicated to helping advisors build successful independent businesses by providing all the resources of a national broker-dealer with the care and attention of a boutique firm. For over 30 years our unique model has helped hundreds of financial professionals realize their true potential as an advisor and entrepreneur. 

Conflict-Free Environment

We believe in ethical practice and the ability to offer conflict-free, independent advice to your clients. With North Ridge, we will never push products and services. You’ll have the freedom to craft your business focused on serving the needs of your clients, always putting their best interests first.

Strong Heritage

We are highly experienced professionals. Our diverse team has over 30 years of experience and works tirelessly to help you imagine the practice you want to build and built it. When you’re a part of North Ridge, you’re backed by an impressive track record of experience and success.

Fantastic Support Team

We are a different kind of company, we will help you focus on the growth of your business and support your team with a community of professionals. We believe that together we can be more, help more, connect more to see more client's dreams realized. Join North Ridge!

Robust Technology Solutions

Benefit from access to award-winning technology with simple integration that makes your business processes easier and more effective.  With North Ridge and Cetera, we'll never treat you like a number and are constantly looking for new ways to serve you and your clients. 

Take Charge of Your Destiny

Take Charge of Your Destiny

Too often financial firms take too much and give too little. They frustrate rather than facilitate doing business and then fail to invest the time and resources necessary to help you succeed. There is a better way. Join North Ridge and become the entrepreneur you've always wanted to be. 

We Offer an Extensive Suite of Practice Management Tools


Business Development
& Marketing



Succession &
Continuity Planning




Connect with us confidentially to learn what independence could mean for you.

Whether you're just starting out, transitioning out of a wirehouse, or are looking for a powerful partnership for your existing independent practice, we are here to help.

Learn More